Head of Compliance at Fintech firm Head of Compliance at Fintech firm …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 24 Oct 21
HKD552000 - HKD7440000 per annum
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 24 Oct 21
HKD552000 - HKD7440000 per annum
Fintech firm (Roboadvisor) with US 1+Billion AUM is looking for a Head of Compliance in Hong Kong Office.

Job title: Head of Compliance

Job Description:

  • Reports to Head of Hong Kong and Chief Compliance Officer(Headquater)
  • Individual Contributor in Hong Kong Office
  • Understands that compliance and business should work alongside, not against
  • Speaks Cantonese, highly proficient in reading traditional Chinese to understand and vet various documents

Job Requirement

  • Previously worked at Compliance department in Asset Management / Securities
  • Exceptional working knowledge of SFC
  • Worked on at least one of the SFC type 1, 4, 9
  • 8+ Years of experience in the Financial Field
  • Willing to learn and grow with the firm
  • Demonstrate superb aptitude and high performance in current role

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