Head of Securities/ Responsible Offer/ RO Type 1 – Chinese Securities Group

  • Attractive remuneration package
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Achievers Recruitment Limited
  • 20 Aug 18 2018-08-20

Our client is a leading Chinese Financial Institution listed on Shanghai Stock Exchange and it is established and funded by the renowned University in China.

Responsibilities:

  • Department lead to supervise SFC Type 1 regulated activities
  • Manage the operational procedures to ensure full regulatory compliance
  • Supervise and monitor daily trade and operations, including SFC regulated activities to ensure the compliance of statutory regulations
  • Formulate, review and update the operational procedures to ensure full regulatory compliance
  • Establish proper documentation of all regulated activities

Requirements:

  • Degree holder in business-related disciplines
  • At least 8 years of Type 1 Responsible Officer experience
  • Solid knowledge of SFO, SFC Code of Conduct and other relevant guidelines
  • Stable career record with proven the track record together excellent leadership and managerial skill
  • Good command of spoken and written English, Mandarin and Cantonese 
  • Immediate available is highly preferred

Interested parties please send your resume to cv-fs@achievers.com.hk & jemchoi@achievers.com.hk/ contact Mr. Jem Choi via call/ whatsapp at 9302 4292 for a confidential discussion.

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