IBD Control Room (VP)

  • Competitive Package
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Non-disclosed
  • 24 May 18 2018-05-24

Market leader looking for IBD control room specialist to join them

Responsibilities:

  • Support the Team and provides advice, guidance and support to the Control Room function
  • Assist the Head of Compliance or the Team Head in the development, deployment and continued oversight of the staff dealing policy and procedure for the Bank and ensure that all relevant units develop and maintain their own staff dealing procedure (if applicable)
  • Advise the management and the relevant units on the impact on their businesses and functions of applicable external or internal regulations
  • Approve or endorse the applications of the conflict clearance & staff dealing and provide an independent reporting mechanism to the management
  • Monitor the staff dealing activities and identify any breaches by regular management reports and the ad hoc compliance review
  • Provide training and coaching for the relevant staffs to understand and adhere to the policy and procedure
  • Project-based involvement on risk management initiatives