Internal Audit Asso.Director - A Billion Dollar AM Fund House Internal Audit Asso.Director - A Billion Dollar AM  …

Captiare Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
Competitve
Captiare Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
Competitve
A Billion Dollar Asset Management Fund House is hiring an Internal Audit Asso. Director to supervise and assist the team on risk assessment and internal control for the entity.

RESPONSIBILTIIES:

Audit:

  • Assist the Director of Internal Audit Department on operation risk assessment; Formulate and update the annual audit work plan, internal audit rolling plan and other audit documents in accordance with the company's business development and related regulatory regulations;
  • Sensitive to any market changes, company business, team operations, and update on relevant regulatory regulations to better formulate the audit scope; Update relevant department regulations and business operation-related information from time to time
  • According to the annual audit work plan approved by the Audit and Risk Management Committee or the recommendations of senior management, assess and review the business and operations of various departments (including front and back office); Conduct audits in accordance with department audit procedures
  • Follow up with the results timely and present every information onto the Audit Reports
  • Maintain confidentiality of data and information

Duties Related to Audit:

  • Assist the Director of the Internal Audit Department to complete tasks required by the Audit and Risk Management Committee and handle other tasks assigned by the Director  
  • Coordinate with external auditors in Hong Kong headquarters
  • Assist in formulating / reviewing documents submitted to the Audit and Risk Management Committee, management and / or other internal audit departments to confirm their accuracy and quality and to formulate and update the audit system from time to time;
  • Assist the Director of Internal Audit Department to provide advice on entity’s business operations and internal control;

Management:

  • Supervise subordinate employees on audits and assigned work; Coordinate and / or review audit documents, internal audit reports submitted by subordinates, and monitor the progress of relevant work;
  • Ensure smooth communication of the internal department, report the progress of job tasks to the director regularly or in a timely manner for ad-hoc tasks
  • Participate in special training and lectures organized by professional bodies (such as law firms, accounting firms and regulatory agencies) to enhance relevant business and audit knowledge

 

REQUIREMENT:

  • 7-10 years of related experiences as Internal Audit in both Asset Management and Private Equity with University Degree in Accounting, Finance or any other relevant majors
  • Candidate with Big Four experiences would be an advantage
  • Proficient in Cantoness, Mandarin and English
Close
Loading...