Investment Compliance, Asset Management Investment Compliance, Asset Management …

Randstad Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Jun 20
HKD40000 - HKD80000 per month + Good Bonus
Randstad Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Jun 20
HKD40000 - HKD80000 per month + Good Bonus
Investment Compliance, Asset Management

about the company.


Our client is a foreign asset management firm with strong presence globally.


about the job.
  • Supporting the daily implementation of compliance programs by daily monitoring of trade activities for funds and accounts to ensure that their investment guidelines and policy limitations are followed.
  • Implementing effective mechanisms to provide timely reporting and monitoring of complex investment strategies.
  • Supporting the Asset Management Information Barrier program, including assessing inadvertent receipt of non-public information, establishing, and removing information barriers
  • Working with the team to ensure ongoing collaboration with local and global regulators and support regulatory change projects


skills & experiences required.

  • Bachelor's degree with 3 to 8 years of experience in a financial services environment, preferably in the areas of
  • mutual fund compliance, operations, or risk management.
  • Good written and verbal communication skills
  • Being able to demonstrate strong organizational skills and ability to multi-task
  • Good team work spirit

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk


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