Japan Control and Regulatory COO

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Credit Suisse Asia
  • 16 Jan 18 2018-01-16

Japan Control and Regulatory COO

We Offer

  • You an opportunity within the Markets Control and Regulatory COO team, where you will be responsible for establishing and implementing key control and regulatory initiatives across the Japan Markets business.
  • Responsibilities you working closely with Business Heads and Business COOs as well as key Corporate functions.
  • You being the representative of the Japan Markets business regionally and globally in key risk and control forums.
  • You crafting and implementing key control and regulatory initiatives and for you in promoting a control culture.
  • Your continued improvement of existing control and governance framework in line with regulatory expectations.
  • You in performing risk control assessments and control read-across of regulatory fines in the APAC region.
  • Your participation and steering meaningful industry group discussion and you representing the Controls team on Firm global regulatory initiatives such as MIFID, trade repository/ central clearing, which impacts Markets.
  • You representing Japan Markets in collaborating with regulatory authorities, incident investigations and across critical issues.


You Offer
  • Minimum 5 years experience in a global investment bank in control/risk functions.
  • Deep understanding of the Markets business generally and/or experience with Japan regulations relating to Equities trading generally.
  • Knowledge of products and/or Japan regulations relating to Equities Trading an advantage.
  • Your ability in working independently and results orientated.
  • Ability to learn quickly and handle multiple demands.
  • Strong awareness of controls and governance.
  • Ability to work in partnership with business, business COOs and corporate functions in the region and globally.
  • Outstanding interpersonal and communication skills. Fluency in English and Japanese
  • Being a degree holder and relevant post graduate qualifications CPA, CFA, MBA an advantage
  • Having a JSDA Business Manager or Internal Control Manager qualification being an advantage
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