KYC (Associate to Head level)

  • Competitive Package
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • QHire Ltd
  • 14 Aug 18 2018-08-14

Leading Ibank is looking for KYC professionals from Associate to Head level. Chinese Language is a MUST

Perform KYC (Know Your Client) due diligence review on new client relationships and process investment trading account applications compliant with both HK and UK regulatory requirements by requesting KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new clients 

Thoroughly and succinctly document the research and analysis related to the financial activity and related entities of clients, for an audience that includes Management, Regulators, Internal Audit, Senior Managers and Internal Compliance 

Handle existing clients’ account maintenance and exit requests according to established policies and procedures. 

Perform periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that due diligence standards are complied with; and also whether the risk assessments are up-to-date 

Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file 

Liaise with internal departments (includes both HK and UK) to ensure smooth client on-boarding experience 

Have a thorough understanding of client’s business and related parties in order to monitor and detect client’s activities for unusual transactions 

Perform further investigation on identified suspicious client and client’s transactions and report to MLRO, 

Maintain continuous contact with customer in order to keep customer file updated 

Assist in ad-hoc projects as assigned