Legal Counsel

  • Negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Guosen Securities (HK) Financial Holdings Co Ltd
  • 13 Aug 18 2018-08-13

Guosen Securities (Hong Kong) Financial Holdings Co., Ltd, registered in Hong Kong, is a wholly-owned subsidiary of Guosen Securities Co., Ltd., one of the top ranked financial institution for securities trading and stock listing offers in China. To cope with the Company's rapid expansion, we invite high caliber personnel to fill the following position:



  • Provide full-spectrum of legal and compliance advice & support to all businesses of the Company but not limited to securities brokerage, corporate finance and asset management businesses, direct investments, new business initiatives and corporate governance etc
  • Draft, review and negotiate various types of contracts and agreements
  • Liaise with external parties on various corporate exercises
  • Ensure compliance with laws and regulations across the Company
  • To perform ad hoc projects as required


  • 5 years or above experience gained from financial institutions; Chinese based securities firm and PRC exposure would definitely an advantage
  • IPO exposure is a must
  • Relevant experiences in brokerage/asset management companies/banks with Types 1, 2, 4, 5, 6 and 9 licenses is preferred
  • Good command of written and spoken English and Chinese, fluency in Putonghua
  • Strong sense of responsibility, Independent, initiative & problem-solving skills
  • Professional presentation and report writing skill


Attractive remuneration will be offered to the right candidate.  Interested parties please email your full resume with present & expected salary and date of availability to or via "Apply".

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