Legal Counsel (Brokerage and Wealth Management Business) Legal Counsel (Brokerage and Wealth Management  …

CLSA Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
CLSA Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Legal Counsel (Brokerage and Wealth Management Business)

Key Areas of Responsibility 

  • Provide legal support to brokerage and wealth management teams based in Hong Kong and elsewhere
  • Draft or review various transaction or client related documents, such as brokerage agreements, distribution agreements, ISDA, GMSLA, product disclosure documents, placing documents, commission sharing agreements, stock connect related agreements
  • Advise business teams on various legal, structural, reputational and other transaction-related issues
  • Handling debt recovery cases
  • Attend internal meetings on behalf of Legal
  • Work closely with Compliance on various matters affecting brokerage business

 

Requirements

  • Lawyers with 4-8 years of experience with general finance training from a reputable international Law firm or in-house counsel at a leading financial institution
  • Qualified in HK, UK, US or other major jurisdictions
  • Good drafting and negotiation skills
  • Good knowledge of brokerage/wealth management business; but those with funds, equity, FICC background will also be considered
  • Respond to regulatory initiates, market structure reform and policy work
  • Being able to handle pressure
  • Excellent command of spoken and written English and Chinese and being able to draft documents in Chinese
  • Familiar with the SFC regulatory regime
  • Proactive, willing to learn and detail-orientated

 

If you are seeking a dynamic environment in which to build your career in CLSA, please send your resume to recruitment@clsa.com. Kindly specify the position title in the email subject for job application.

 

CLSA may collect personal data from you for purposes relating to your engagement with the Company, including human resource management and other business and internal / external compliance purposes. Any personal information and /or data collected and held by the Company may be used by the Company or transferred (whether within/ outside Hong Kong) to any other parties within the Company, subsidiaries and affiliates of the Company, internal or external service providers, or any other relevant parties including governmental or regulatory authorities, for the above purposes.

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