Listed Issuer Regulation - Listing - AVP Team Leader (Legal) Listed Issuer Regulation - Listing - AVP Team  …

Hong Kong Exchanges and Clearing Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Hong Kong Exchanges and Clearing Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Listed Issuer Regulation - Listing - AVP Team Leader (Legal)
Job Responsibilities:
  • To lead and manage a team of 1 to 3 people in regulating listing rule compliance, including providing guidance on interpretation of the rules, reviewing company communications and listing documentation, handling listing and waiver applications and carrying out pro-active monitoring of listed issuers' compliance
  • To take an active role in the development of the Listed Issuer Regulation and the Listing Division by initiating, encouraging and following through on operational improvement initiatives
  • To provide accounting, legal and other professional support to the work of the Listing Division, particularly with respect to the review of novel and complex accounting, legal, business and financial issues
  • To lead or provide assistance in policy development projects as required


Job Requirements:
  • Qualified lawyers/accountants or university graduates of other relevant disciplines with at least 8 years working experience in law, accounting, corporate finance, investment banking or a related field, of which at least 2 years at management/supervisory level. Candidates with more experience will be considered for roles with more responsibility
  • Experience that demonstrates advanced knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices
  • Strong interpersonal and presentation skills and knowledge of investigative techniques and procedures
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential


Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
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