• Competitive
  • Hong Kong
  • Permanent, Full time
  • Macquarie Group
  • 26 May 18

Manager - Central Compliance - Hong Kong

Manager - Central Compliance - Hong Kong

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

We are looking for an experience compliance professional to join our Central Compliance division at a Manager level in Hong Kong.

Central compliance brings pivotal oversight to each entity of the business through activities such as, support SFC and HKMA licensing matters. Assist in handling SFC annual declarations as well as other notifications to the SFC. Participate in the annual fit and proper declaration process for licensed staff. Assist in handling S72B managers, EO, RO applications. Liaise with regulators and coordinate / perform regulatory reporting, self-assessments, self-reporting incidents, inspection and investigation, and handle requests from regulatory authorities. Conduct compliance training & handle ad hoc projects and other tasks as assigned.

We would like to hear from you if you have experience working in the central compliance team of a financial services or regulated organisation. You will have extremely strong attention to detail and an appreciation of HKMA regulations. Your capable communication with stakeholders both internal and external will be appreciated.

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.

Find out more about Macquarie careers at www.macquarie.com/careers

Advertised: 03 May 2018 China Standard Time
Applications close:

Hong Kong Hong Kong Hong Kong HK