Manager (Regulatory Compliance)

  • Negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Chong Hing Bank
  • 21 Aug 18 2018-08-21

Manager (Regulatory Compliance)

We are a well established and listed local commercial bank in Hong Kong, a member of Yuexiu Group, which is a state-owned enterprise group with the largest assets and leading performance in overall economic efficiency in Guangzhou, having total assets nearly RMB 420 billion as at the end of 2016. We are committed to actively expanding our business development in both Hong Kong and Mainland. To cope with our rapid growth, we are now inviting high caliber candidates to join us and pursue for success.

 

Responsibilities

  • Provide advice on regulatory compliance matters, track progress of implementation of regulatory requirements by relevant departments to ensure full compliance with required standards and within expected timeframe
  • Dispatch regular and ad hoc requests / surveys / enquiries raised by HKMA or regulators to relevant business or support units for handling and monitor progress to ensure timely  response to regulators
  • Disseminate circulars issued by regulator with highlights to various departments for information and follow-up actions
  • Conduct self-assessment / special compliance review as required by regulators
  • Coordinate and support on-site and off-site examinations by internal and external parties, follow up with relevant units on rectification measures in relation to examination findings
  • Handle other ad hoc projects or assignments
     

Requirements

  • Degree in Risk Management, Accounting, Finance or related disciplines
  • Minimum 8 years of relevant experience in banking compliance or internal control
  • Good understanding of banking rules and regulations such as Banking Ordinance, HKMA Supervisory Policy Manual, etc
  • Excellent communication and interpersonal skills, able to work with stakeholders at different levels
  • Well-versed in spoken and written English and Chinese
     

We offer competitive remuneration package and promising career opportunities to the successful candidates.  Interested parties, please send full resume with current & expected salary and the date of availability to The HR Division, G.P.O. Box 2535, HK, or by email: jobs@chbank.com, or by clicking Apply. Please quote reference on your application.

Information provided will be treated in strict confidence and only be used for recruitment purposes.

                                                                                                                        越秀集團成員A Member of Yuexiu Group