Manager / Senior Manager / Head of Compliance

  • Attractive Package
  • Hong Kong
  • Permanent, Full time
  • Connexe Search Limited
  • 14 Sep 17

Our clients are well regarded global asset managers. They are looking for experienced candidate to join their expanding team.


  • Regular compliance monitoring reviews
  • Provide compliance advice to management and business units 
  • Review and update internal control policies and procedures and keep track of regulatory requirements
  • Communicate and liaise with regulatory authorities 
  • Develop and  compliance training and reviewing relevant legal documents


  • Accounting / Finance Degree or LLB with legal and compliance background is preferred;
  • Familiarized with investment products
  • At least 3 years' solid Compliance in asset management / financial institution 
  • Proficient in spoken and written English and Mandarin 

Please email your full resume in MS Word format to quoting the job reference M751 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.