Manager / Senior Manager / Head of Compliance

  • Attractive Package
  • Hong Kong
  • Permanent, Full time
  • Connexe Search Limited
  • 14 Sep 17

Our clients are well regarded global asset managers. They are looking for experienced candidate to join their expanding team.

Responsibilities:

  • Regular compliance monitoring reviews
  • Provide compliance advice to management and business units 
  • Review and update internal control policies and procedures and keep track of regulatory requirements
  • Communicate and liaise with regulatory authorities 
  • Develop and  compliance training and reviewing relevant legal documents

Requirements:

  • Accounting / Finance Degree or LLB with legal and compliance background is preferred;
  • Familiarized with investment products
  • At least 3 years' solid Compliance in asset management / financial institution 
  • Proficient in spoken and written English and Mandarin 

Please email your full resume in MS Word format to info@connexesearch.com quoting the job reference M751 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.