- Attractive salary to the right candidate
- Hong Kong
- Permanent, Full time
- Charterhouse Partnership Hong Kong
Mgr/Sr Manager - Compliance Review
• Minimum 5 years compliance testing or review experience in commercial banking • International commercial bank • Required – Chinese and English language skills
- Conduct risk-based compliance reviews according to the Annual Compliance Review Plan.
- Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement.
- Compile compliance review reports to highlight major regulatory compliance issues and risk implications.
- Conduct assigned special / ad-hoc reviews.
- Coordinate regulatory onsite and offsite examinations conducted by the regulators.
- Follow up management actions / rectification actions to resolve findings identified in compliance reviews and, where required, examinations undertaken by the regulators.
- To assist Head of Compliance Review to formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements.
- Review and monitor staff personal account dealing.
Generic Competency Requirements:
- 6 years or above relevant experience
- Understand relevant policies and procedures of the Bank as well as regulatory requirements
- University degree business, finance, accounting or related discipline
- Minimum 5 years in audit / compliance / compliance review experience in Big 4 or in banking / financial services industry
- Proficiency in both English and Chinese, fluency in Mandarin is an advantage.
- Independent, positive working attitude, willing to work under pressure
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan firstname.lastname@example.org Tel: (852) 3151 1320 Web: www.charterhouse.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy
Charterhouse is a global executive recruitment consultancy. We have offices throughout the world in Asia, Australia and the Middle East. In Hong Kong we have seven specialist divisions: Banking & Finance; Sales & Marketing; Commerce Accounting, IT&T; Legal, Human Resources and Professional Support and Property & Construction.
For more information on how we can help you, give us a call for a confidential discussion at +852 3151 1300.