Monitoring and Surveillance team lead-Investment Bank

  • competitive
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 22 Sep 17

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. In Hong Kong, we recruit within the following sectors: Accounting & Finance, Banking and Financial Services, Human Resources, IT, Risk, Compliance, Legal & Audit, Office Support and Sales & Marketing.

Our client is a top tier investment bank looking for an experienced Monitoring and Surveillance candidate to head up their team.


  • Close interactions with Global Markets business lines in driving internal controls and compliance frameworks.
  • Oversight and closely monitor compliance testing and surveillance teams for APAC
  • Manage surveillance team including trade surveillance and e communication surveillance
  • roll out any new surveillance initiatives and projects


  • University Graduate with a bachelors degree in Finance,Law, or related discipline(s)
  • 10-15 years experience in surveillance at an investment bank
  • Compliance monitoring and testing experience are prefered
  • Strong experience in managing a team
  • regional exposure