PWM Compliance - VP to Director level

  • HKD1200000 - HKD1600000 per annum + bonus
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 17 Jan 18 2018-01-17

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. In Hong Kong, we recruit within the following sectors: Accounting & Finance, Banking and Financial Services, Human Resources, IT, Risk, Compliance, Legal & Audit, Office Support and Sales & Marketing.

Our client is an expanding Investment and Wealth Management business in Asia.

Responsibilities:

  • Keep abreast of the regulatory developments, interpret and provide advice on policies, regulatory requirements and impact, and control related processes
  • Advice on AML-KYC/suitability requirements to ensure adherence with regulations
  • Review and perform clearance of regional and local marketing materials according to corporate and local regulatory standards
  • Ensure the Company and its licensed representatives' compliance with the registration and licensing requirements
  • Prepare and submit regulatory filings to the local regulator and where applicable, regulatory notification and filing in other relevant overseas jurisdictions

The Successful Candidate:

  • Minimum of 5-7 years relevant compliance or legal experience ideally from an asset management or wealth management firm
  • Strong understanding of the rules and regulations in Hong Kong
  • Knowledge and good awareness of the rules and regulations in HK
  • Demonstrated problem solving and analytical ability, and strong communication skills
  • Strong command of written and spoken English and Chinese languages

For confidential inquiry, please contact Rouella Landicho on 3907 3912 or email: rlandicho@morganmckinley.com.hk