Private Banking Onboarding Consultant

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Aston Carter Hong Kong
  • 29 Jan 18 2018-01-29

Our client is looking to hire multiple candidates to support their private banking business. This is a great chance to gain exposure to various ongoing in order to grow your career with a broader set of skills.

Key Capabilities:

These candidates upon joining the team are expected to be able to perform the below tasks according to the level and role assigned.

Job Duties:

  • Verify accuracy in conducting case profile reviews for high risk customers
  • Act as Subject Matter Expert ('SME'), providing CDD guidance to Front Office on account opening requirements including document formalities, KYC and SoW plausibility
  • Be the single point of contact / case manager for Front Office
  • Carefully inspect information and documentations provided by the customers and ensure the banks regulatory and compliance standards are duly met
  • Escalate any concerns to senior management in a timely manner
  • Resolve any identified issues during approval stage
  • Ensure timely completion of case reviews
  • Conduct any follow ups with case managers to request for additional documentation
  • Conduct KYC activities to mitigate the bank’s exposure to financial crime risk
  • Impactful communication to develop an effective dialogue with senior stakeholders of the business - COO, AML, SFR and FCC

Qualifications:

  • 2-5 years of experience working in private banking sector
  • Strong communication skills and stakeholder management skills
  • Good exposure to regulatory requirements for private banking customers in conducting KYC reviews 
  • Problem Solving and Critical Thinking
  • English + Cantonese/Mandarin communication proficiency is highly desired