Our client is an international asset management firm an unparalleled reputation across the Asia Pacific region and the need has arisen to recruit a high caliber candidate to join them.
Reporting to the Regional Head of Compliance, you will be responsible for supervising the Distribution Compliance function in Asia Region to ensure retail and institutional distribution compliance policies and procedures are adhered to and in accordance with all regulatory requirements and internal guidelines for the business. In addition, you will supervise cross border activities that involves Asian office, roll out the market material review platform in Asia, supervise and control the standards of marketing material reviews as well as the implementation of marketing strategies through social media channels in Asia. You will also provide advice on FATCA, FRS, AML / KYC and privacy related matters in Asia and any other compliance matter or otherwise as directed from time to time.
To be considered, you will be a university graduate with a minimum of 12 years of relevant experience with audit, financial intermediaries or regulator. You should have Audit/ Law/ Compliance background; preferably with accounting / finance / legal designation together with knowledge of investment management industry. Knowledge of SFC Codes and marketing guidelines, securities laws, rules and regulations together with strong English and Chinese is a must.
Interested applicants should send a detailed resume to Michelle Ho by email to email@example.com quoting reference eFC3200.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)