REGULATORY COMPLIANCE MANAGER

  • competitive package
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Recruitment Intelligence Consultants Limited
  • 23 May 18 2018-05-23

An international financial institution is looking for a high calibre candidate to join as Regulatory Compliance Manager. The position is based in Hong Kong.

  • International Financial Institution
  • Excellent Exposure

Our client is an international financial institution that focuses on providing clients with global investment solutions that meet the demands and challenges of sophisticated and complex investment and economic circumstances.  They are currently looking for a high calibre candidate to join them in Hong Kong.  

Contribute to the overall success of the Global Banking and Market Asia Pacific ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Maintain up-to-date knowledge and understanding of Hong Kong regulatory requirements, expectations and industry practices. Keeping management up-to-date on relevant legal and regulatory developments and advising on the associated impact, risks and opportunities. Support all aspects of the implementation of regulatory change initiatives. Liaise with regulators and exchanges to oversee regulatory compliance matters. Provide effective and coordinated compliance advice and assistance to Hong Kong businesses to enable them to meet their compliance responsibilities taking into consideration best market practice and regulatory requirements, as well as compliance with internal policies, procedures and processes. Review all new business initiatives to ensure that all regulatory requirements as well as internal policies and requirements are met. Creation and  maintenance of the compliance policies, procedures and processes. Maintenance of the compliance matrices and the conduct of assessments/reviews on a periodic basis. Advise and contribute with the formulation of new processes or systems to strengthen the controls environment. Ensure arrangements, including policies, procedures and processes are relevant and effective in managing conflicts of interest.  Review and investigate issues identified.  Work collaboratively with the business, support and control functions as well as local committees to promote the Compliance program.

To be considered, you should be a degree holder with a minimum of 5 years of relevant compliance experience, preferably with practical experience dealing with Regulators and knowledge of various regulatory requirements relating to AML, corporate banking and capital market business in Hong Kong. Proven and extensive experience in dealing with HKMA and SFC is required. Detailed-oriented, self-motivated, good research and analytical skills. Good communications skills. Strong interpersonal and organizational skills, with the ability to prioritize workload to meet deadlines.

Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2911.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)