Regional Compliance Officer, Fintech

  • N/A
  • Hong Kong
  • Permanent, Full time
  • Taylor Root Hong Kong , EA Licence No: 17S8475
  • 15 Mar 19

My client is one of the largest Chinese based financial services firms. They have businesses in banking, securities, insurance, asset management, and financial technology. They are now looking for a Senior Compliance Officer to expand their fintech business.

Responsibilities:

  • Work closely with local compliance officers from each subsidiary on any new fintech related developments 
  • Provide regulatory compliance advisory to their expanding overseas businesses with a strong focus on fintech 
  • Work closely with local regulators and regulators in other jurisdictions to drive the fintech business overseas 
  • Implement the surveillance and monitoring system as necessary 
  • Provide professional advice on data privacy and cybersecurity regulations as needed
  • Report to senior management and work as an independent contributor

Requirements:

  • Bachelor’s degree in law/accounting or related disciplines 
  • Minimum 8-10 years of Fintech related compliance experience
  • Strong knowledge of domestic and overseas regulations 
  • Experience in Data Privacy and/or Cybersecurity 
  • Excellent command in both English and Mandarin
  • Must be able to read and write chinese