Regional Head of Compliance Assurance, Asset Management

  • HKD 1.2-1.5m per annum
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Pure Search Hong Kong , EA Licence No: 12S5954
  • 22 May 18 2018-05-22

Our client is a global investment management firm, with strong presences in the region. They are renowed for providing excellent career opportunities and exposure in the industry. As part of the Regional Compliance Team, they are looking for a seasoned compliance professional to lead and build out the assurance function in the region. 

The Role

As part of the growing Regulatory Compliance Team, you will be reporting to the Regional Head of Compliance Head, responsible for leading and developing the compliance monitoring and assurance program across the region. The role requires a high level understanding of the compliance framework and methodologies, develop a regional strategy and provide advisory to stakeholder and country compliance teams on effective solutions.  


Your Profile

The successful candidate will be a degree holder, with professional qualifications being highly preferable. You will have at least 7-10 years of compliance experience within investment management, regulatory body or consulting, with solid experience in compliance monitoring and assurance, along with strong leadership ability. You will possess excellent presentation and communication skills and an ability to influence across all levels of an organisation.