• 55000
  • Hong Kong
  • Contract, Full time
  • Hays Malaysia
  • 22 Jul 18
  • Hong Kong
  • 55000
  • Full time

Regulatory Affairs Officer

Regulatory and compliance opportunity in a top tier investment bank!

Do you have strong HK regulations & compliance related experience? You will be required to:

  • Support management of supervisory relationships of UBS and providing advisory services to regional and business management with respect to supervisors, primarily HK and include other APAC regulators
  • Support senior regulatory managers and/or manage meetings between UBS subject matter experts and supervisors including scheduling/coordinating meetings, preparing UBS management for meetings, recording key issues and outcomes and ensuring actions are addressed promptly
  • Support senior regulatory managers and/or manage supervisory reviews and exams between UBS subject matter experts and supervisors including advising UBS management on information requests before and during the reviews and exams, tracking findings, and providing regular status updates to various senior UBS management and governance forums. Also coordinate all necessary review meetings both internal and with the regulators
  • Collaborate with other regulatory managers globally, including analyzing developments across jurisdictions to ensure consistency of approach and reporting on relevant developments for global meetings and reports.
  • Pro-actively identify trends in regulatory requests and discussions and raise them to senior management to ensure strategic responses
  • Prepare briefings for and brief senior management for regular and ad hoc meetings with key supervisors
  • Management of information deliveries to HK regulators and other financial supervisors; internal coordination of responses to ad hoc queries
  • Work on ad-hoc internal projects as necessary

You Have

Your experience and skills

  • At least 5 years of regulatory and compliance related experience is required.
  • Significant experience in covering a broad range of regulations would be preferred. Subject Matter expert would be welcomed.
  • Strong financial services background  
  • Demonstrated experience in regulatory communication and management information 
  • Skilled in verbal and written communication including facilitation, delivering presentations, and providing targeted training 
  • Strong relationship building skills 
  • Mandarin language skills will be ideal
  • Microsoft Office skills

You Are

  • an effective verbal and written communicator, fluent in English, spoken and written
  • outgoing and personable, with the confidence to deal with varied groups of stakeholders and differing levels of seniority
  • able to work to tight deadlines and handle business pressures
  • highly organized, with the ability to balance numerous tasks and responsibilities
Hong Kong Hong Kong Hong Kong HK