Regulatory Compliance Manager Regulatory Compliance Manager …

Bank of Singapore
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 27 May 20
Competitive salary package
Bank of Singapore
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 27 May 20
Competitive salary package
Regulatory Compliance Manager

MAIN DUTIES

  • Responsible for the support and implementation of Compliance efforts for the Bank and promotion of an ethical and legally compliance business culture.
  • Ensuring the participation and execution of compliance standards in the areas of Compliance policy enforcement and professional standards.
  • Investigate compliance and procedural issues including recommendations to senior management for consequences of potential non-compliance based on fact identified through the investigation process under auspices of internal review and response.
  • Partner with senior management and regional compliance teams to achieve desired compliance results;
  • Actively participates on appropriate operating committees, so as to ensure Compliance function is integrated with business operations.
  • Responsible for conducting process review with members of the local/ regional office and/ or department compliance network to ensure transparency processes and procedures are effectively implemented and utilized.
  • Provide inputs to senior management on the status of compliance, transparency, and overall professional liability performance of colleagues.
  • Interpret regulations/ directives, and global/ regional policies; and develops process, policies, procedures and training to support the compliance function in junction with all external and internal and regulations and standards.

 

OTHER REQUIREMENTS

  • Minimum of 5 years industry experience.
  • Holds a bachelor’s degree, or equivalent
  • Private bank or brokerage experience from advisory is desired
  • Has the ability to work well within a matrix organization
  • The ability to drill down to root cause, develop solutions, and lead process change

NOTICE TO THIRD PARTY AGENCIES Please note that we do not accept unsolicited resumes from recruiters or employment agencies. Any unsolicited resumes, including those submitted to hiring managers, are deemed to be the property of Bank of Singapore.

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