Regulatory Compliance VP - Top Tier Investment Bank

  • Attractive Remuneration
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Gravitas Recruitment Group
  • 09 Aug 18 2018-08-09

Our client is a top tier European bank with Hong Kong as their main compliance hub. They have had a proven track record and strong presence in the APAC region and is looking to further expand. They are currently looking for a high caliber candidate to join their Global Markets Compliance team.


  • Work closely with front-line business and provide compliance advices
  • Ensure latest regulatory development in HK & APAC are clearly communicated  
  • Uphold and maintain strong compliance culture within the Global Markets Compliance department
  • Ensure business adhere to latest rules and regulations
  • Work closely and providing compliance support to internal stakeholders
  • Liaise and handle any compliance enquiries/issues from HKMA & SFC
  • Identify and mitigate any compliance risks related to the Equities business
  • Handle any arising compliance issues and provide appropriate recommendations


  • Degree holder in Law, Business or related disciplines
  • 6 years+ experience in capital markets compliance
  • Excellent product knowledge on investment banking products
  • Solid knowledge of HK & APAC compliance regulations
  • Experience in trading floor compliance and dealing with traders
  • Excellent communication skills with strong stakeholder management
  • Proactive and strong problem-solving skills
  • Previous experience in Investment Banking

Our client offers excellent remuneration package to the right candidate.

Interested parties please contact Eunice Lee at 3907 0744/ for an intial confidential discussion.