Regulatory Compliance | Global Markets | Associate Director

  • VB
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Argyll Scott Singapore Pte Ltd
  • 10 Aug 18 2018-08-10

International Bank with full suite of Financial Market products; Cental Working Location in Hong Kong Due to increase of business demands, the team is currently seeking for a new team member to join as an Associate Director; advise the business on FX & Rates Trading matters, implement new policies and controls against new regulatory updates as well as to assist business stakeholders on BAU queries

Major Responsibilities

  • Advise the financial markets business on regulatory issues in regards to HKMA SFC regulations
  • To anticipate potential risk change on regulatory compliance matters and impacts on the Financial Markets business especially on FX & Rates Trading
  • Identify measures to mitigate regulatory risk and breaches
  • Compliance review on existing frameworks and ensure continuous updates on compliance policies in accordance to applicable local and international regulations
  • Liaise with senior stakeholders in the business as well as other relevant functions to ensure efficiency in compliance measures and controls
  • Assist in implementation of new changes in policies
  • Participate in project management/implementation discussion and provide effective regulatory advice

Required Skills

  • Knowledge in investment instument/global markets regulatory and market conditions especially on FX and Rates Trading
  • Comfortable liaising with senior stakeholders and hold conversations/discussion on complex issues
  • Interested in building a strong career in regulatory compliance area
  • Proficient in assessing situations and identify potential regulatory risks
  • Experience dealing with regulators is an added advantage

Next Step

Please send in your updated resume to

All shortlisted candidates will be notified

*For a confidential discussion on active opportunities in the Market within compliance function or find out more about this role - please reach out directly to Janice at +65 6597 5174.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.

Janice Chee



Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.