Regulatory Consultant Regulatory Consultant …

Black Swan Group
in Hong Kong
Permanent, Full time
Last application, 02 Mar 21
Competitive
Black Swan Group
in Hong Kong
Permanent, Full time
Last application, 02 Mar 21
Competitive
Our client, a global, entrepreneurial boutique regulatory consulting firm is seeking 2x Consultants to join their team in Hong Kong due to their business success in 2020

Responsibilities

  • Manage a portfolio of clients regulated by the SFC and other global regulators
  • Provide advice and support to clients on a wide range of regulatory compliance matters
  • Update clients on regulatory change
  • Act as the main point of contact for a portfolio clients
  • Provide ad hoc regulatory advice
  • Network and relationship building with industry professionals and industry bodies

Requirements

  • Educated to degree level
  • Experience in a compliance role, within an SFC regulated firm or a compliance consultancy practice
  • Strong understanding of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures
  • Understanding of the financial services industry e.g. asset management and broking segments
  • Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
  • Excellent written and verbal communication skills
  • Time management skills and ability to work within deadlines
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