Our client, a global, entrepreneurial boutique regulatory consulting firm is seeking 2x Consultants to join their team in Hong Kong due to their business success in 2020
Responsibilities
- Manage a portfolio of clients regulated by the SFC and other global regulators
- Provide advice and support to clients on a wide range of regulatory compliance matters
- Update clients on regulatory change
- Act as the main point of contact for a portfolio clients
- Provide ad hoc regulatory advice
- Network and relationship building with industry professionals and industry bodies
Requirements
- Educated to degree level
- Experience in a compliance role, within an SFC regulated firm or a compliance consultancy practice
- Strong understanding of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures
- Understanding of the financial services industry e.g. asset management and broking segments
- Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
- Excellent written and verbal communication skills
- Time management skills and ability to work within deadlines
