Responsible Officer 4 & 9

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Connexe Search Limited
  • 13 Oct 17 2017-10-13

Our client is a start up financial group. They are currently looking for an experienced responsible officer to lead their sales team.

Responsibilities:

  • Supervise Type 4 & 9 regulated activities and ensure the sales operations in compliance with all relevant regulatory requirements and internal policies
  • Coordinate effectively with various teams and business partners to mobilize resources and implement business decisions
  • Participate in marketing, client servicing activities and products development
  • Review and monitor business development and sales performance
  • Assist to establish and strengthen internal operation flows to enhance work efficiency

Requirements:

  • Bachelor degree in Finance, Economics, Business or other related disciplines
  • Holder of SFC Type 4 & 9 RO licences
  • Minimum 10-year solid experience in financial industry
  • Proficiency in written and spoken English and Chinese (including Putonghua)  

Please email your full resume in MSWORD format to info@connexesearch.com. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.