Responsible Officer 4 & 9

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Connexe Search Limited
  • 13 Oct 17 2017-10-13

Our client is a start up financial group. They are currently looking for an experienced responsible officer to lead their sales team.


  • Supervise Type 4 & 9 regulated activities and ensure the sales operations in compliance with all relevant regulatory requirements and internal policies
  • Coordinate effectively with various teams and business partners to mobilize resources and implement business decisions
  • Participate in marketing, client servicing activities and products development
  • Review and monitor business development and sales performance
  • Assist to establish and strengthen internal operation flows to enhance work efficiency


  • Bachelor degree in Finance, Economics, Business or other related disciplines
  • Holder of SFC Type 4 & 9 RO licences
  • Minimum 10-year solid experience in financial industry
  • Proficiency in written and spoken English and Chinese (including Putonghua)  

Please email your full resume in MSWORD format to Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.