Responsible Officer/ Managing Director

  • Base + Discretionary bonus
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Cornerstone Global Partners
  • 17 Jun 18 2018-06-17

Our client is an established PRC Asset Management company which is currently building their investment team. They are now looking for a candidate who is eligible to be responsible officer with strong buyside experience to join their team as their Investment Director.

Job Responsibilities:

  • Formulate, review and update the Company’s policies, guidelines and procedures
  • Overall supervision of fund operation and ensure all business activities comply with SFC rules and regulations as well as the Company’s policies and guidelines
  • Assist in formulating investment strategy and oversee investment of the company
  • Coordinate effectively with various teams and business partners to effectively implement business / investment decisions for ultimate goals
  • Participate in marketing, client servicing activities and products development
  • Act as Responsible Officer to supervise SFC regulated activities and ensure daily operations in compliance with SFC regulations
  • Help establish and strengthen internal operation flows to improve work efficiency

Job Requirements: 

  • Degree holder in Finance or Business related disciplines
  • Minimum 3 years’ asset management experience in fund operation including middle to back office
  • Adept in handling compliance matters for asset management or fund house
  • Holder of SFC RO Type 1,4&9 or RO Type 4&9 or RO Type 9 (Unconditional)
  • Good financial market knowledge and strong compliance sense
  • Good PC knowledge including MS Office and Excel, etc
  • Proficiency in written and spoken English and Chinese (including Putonghua)