Responsible Officer /RO

  • 有竞争力的
  • Hong Kong
  • Permanent, Full time
  • Jasper Capital
  • 23 Oct 18

Responsible Officer / RO

Job Responsibilities: 

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 4 and 9 regulated activities
  • Supervise and manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, rules & regulations and standard of good market practices
  • Communication with SFC and other regulators
  • Perform other duties as assigned


  • Degree holder or above in Finance, Economics or Business related disciplines
  • Minimum 5 years of solid relevant working experience
  • Current holder of SFC Responsible Officer license for Type 4 and 9 regulated activities or with active license status
  • Sound knowledge of SFO, regulations and guidelines of regulatory authorities and risk management control
  • Ability to work under pressure; with honesty, integrity and strong analytical, leadership, presentation and interpersonal skills
  • Good command of written & spoken English and Chinese (including Putonghua)

Located in prime location in Hong Kong, Jasper Capital Hong Kong Limited is a Type 4 and 9 licensed company by SFC. It's specialized in investing in China equities with its comprehensive strategies. It has been actively bridging overseas investment interest with China equity markets via its expertise. It looks for good talented people with passion to join the dynamic team.