Responsible Officer, Type 4 and 9

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Voyager Capital Limited
  • 19 Oct 17 2017-10-19

We are a multi-family office with an existing clientele. Due to business expansion, we are recruiting a key member of our management team. Surprise yourself how high your career can soar with us, apply with confidence NOW. "Success breeds success" is more than a cliche; it is a reality at Voyager Capital.


· Serve as Responsible Officer to conduct and supervise SFC Type 4 and 9 regulated activities

· Manage our portfolio as a member of the Investment Committee

· Lead and manage fund operations, including trade executions, onboarding, KYC, etc.; Prepare management reports, compliance filings, marketing materials, and investment memos

· Coordinate with partners, service providers, and stakeholders on matters in relation to project development and asset management

· Assist in the application of SFC licenses, fund setup, and fund-raising

· Ensure the firm’s complete and continual compliance with relevant SFC regulations. Liaise with SFC and other regulators on matters regarding our licenses, regulated activities, and products; Monitor, review, and make prompt updates/filings on our operations, status, and regulated activities in compliance with SFC rules, guidelines, and requirements


· Degree holder in Economics, Finance, Accountancy or related disciplines with a minimum of 5 years of relevant current working experience in asset management/finance

· Current holder of SFC Responsible Officer (RO) Type 4 and 9 licenses with no conditions

· Successful experience in application of Type 1, 4 & 9 SFC licenses and in raising capital

· Solid track record in equities portfolio management and experience in real estate investments

· Experience serving high net worth clients from China and North America

· Experience managing middle office, back office, risk, and operations personnel

· In-depth knowledge of codes, requirements, regulations and guidelines of SFC and relevant regulatory authorities

· Strong analytical, communication, management, and leadership skills

· Ability to perform and problem-solve in stressful situations

· Proficient in written and spoken English, Mandarin, and Cantonese