Responsible Officer for Type 1 Regulated Activity Responsible Officer for Type 1 Regulated Activity …

Huge Global Services
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Jun 20
Competitive
Huge Global Services
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Jun 20
Competitive
-

Responsibilities

-Current holder of SFC unconditional Responsible Officer license for Type 1 regulated activities

-Solid experience in distributing/ selling bonds and CIS funds (private/mutual funds) is a must

-Formulate, review and update to ensure the operational procedures and documentation full regulatory compliance

-Sound knowledge of SFO, regulations and relevant codes & guidelines

-Provide support and assist senior management on business development

-Perform ad hoc duties as assigned by the Management

 

Requirement

-5+ years solid experience as Type 1 Responsible Officer

-Fluent in Mandarin is a must, good commend of spoken and written English and Chinese

-Immediate available is an advantage

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