Risk-Senior Vice president (SFC 1,2,4,6,9) Risk-Senior Vice president (SFC 1,2,4,6,9) …

in Hong Kong
Permanent, Full time
Last application, 27 Oct 20
HK$55,000 - 120,000 /month (negotiable)
in Hong Kong
Permanent, Full time
Last application, 27 Oct 20
HK$55,000 - 120,000 /month (negotiable)
The Company Our client is an established SFC licensed (type 1,2,4,6,9) Investment bank with PRC influence. Their business coverage includes IPO, DMC, M&A, Asset Management and Brokerage. They are currently looking for an experienced professional to be their Risk SVP.


  • Lead and manage the Risk  function by articulating and championing the global Risk vision and strategy.
  • Play a leading role ensuring the organisational Risk management activities are effectively managed, independent, organised and forward thinking.
  • Ensure all elements of Risk are managed within the agreed risk appetite of the clients and organisational policies.
  • Comply with corporate standards by implementing effective policies, procedures and methodologies
  • Oversee that there is sufficient Investment Risk coverage for all funds managed in the region.
  • Drive Risk management initiatives and action through proactively engaging key stakeholders.
  • Lead on the identification and mitigation on Risk issues.
  • Ensure various organisational Risk issues are managed and identified by challenging and supporting the business.
  • Responsible for developing the Risk Management Framework, manage the collective identified Risk throughout the investment platform.
  • Present the firm Risk Management Processes to external stakeholders.
  • Implement the latest Risk management techniques by staying updated with the latest techniques
  • Play a key part in business change initiatives and projects by providing advice from a Risk standpoint
  • Develop, improve and implement the organisational Risk Management Framework to address potential emerging risks.
  • Play a key role in educating senior management on the importance of solid and robust internal controls and appropriate actions the organisation should take on key risk and regulatory issues.



  • Degree or above in any related disciplines.
  • Minimum 10 years experience in various areas of risk.
  • Working experience in investment bank is an advantage.
  • Experience in project risk management will be a valuable advantage.
  • Relevant experience in leading or supporting large projects.
  • Strong analytical skills, sound judgement, interpersonal skills.
  • Sound  knowledge of risk assessment in alternative investment, equity investment and fund investment.
  • Proficiency in Mandarin would be a necessity.



  • Very Stable working hour.
  • Competitive year end bonus.
  • Great annual leave package.
  • Great Career progression.
  • Fully comprehensive medical insurance and personal insurance.
  • Great MPF Pension Scheme


For further information, please contact our Douglas Au at 2523 9994
da(@) harbridgepartners (.) com
consultants(@) harbridgepartners (.) com

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