Risk Division - Operational Risk Management - Manager/AVP

  • Base salary plus discretonary bonus
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • ICBC International Holdings Limited
  • 16 Jul 18 2018-07-16

To conduct regular operational risk management monitoring duties

About us:

Established in Hong Kong, ICBC International delivers the full spectrum of financial services between Greater China and the world. As a wholly-owned subsidiary of the largest financial group in the world, ICBC International is the sole licensed platform of ICBC.

Our market-driven, rapid growth is built on absolute integrity, a vast source of highly valuable assets and the empowerment of individual talents with innovative solutions.

At ICBC International we believe that our cross-cultural leadership is the key to our long-term success. In a diversified and complex world, we value pro-active teamwork, openness to new ideas and encourage autonomous decision-making to explore growth opportunities in our clients’ behalf.

By leveraging ICBC’s strengths, expertise, extensive global client base with the support of leading fintech developments, ICBC International is committed to sustainable global growth, built on a corporate culture, that is uniquely our own.

Key Responsibilities:
•Conduct regular operational risk management monitoring duties;
•Coordinate and perform risk management cycle on operational risk & loss incident;
•Assist on operational risk assessments(including but not limited to New Product/Business initiatives);
•Act as primary contact point for Head Ofice Operational Risk Management teams;
•Support the implementation of Operational Risk Management Framework and risk awareness;
•Actively promote a positive operational risk control culture across the organization to uptier risk awareness;
•Perform other responsibilities and duties assigned by immediate manager in order to meet business requirements;
•Carry out post event monitoring on key regulary requirement or areas with severe regulary implication if not properly managed and report(e.g. SFO short selling rules);
•Identify Operational Risk and/or Loss incident and leading a thorough and complete risk mangement cycle (Identification, investigation, mitigation, and monitoring);
•Assist on periodic Operational Risk Assessments(Group level - scenario analysis, risk & control self-assessment; Local level-new product/process initiatives);
•Prepare periodic Operational Risk Management Reports (collection of raw data, data validation, analysis, and presentation);
•Be subject matter expert in Operational Risk Management and primary contact point(both within the firm and with Head Office), facilitate and promote operational risk awareness and uptier risk control culture;
•Provide oversight and conduct quality assurance review on Operational Risk Monitoring result conducted by first line of defence;
•Perform specific/ad-hoc assignments at request of direct manager, particular in relation to process, control, risk, infrastructure matter;

 Key Requirements:     
•Bachelor degree in Finance or any related discipline;
•Minimum 5 years of related experience in Operational Risk Management, or Compliance Review, or Audit;
•Knowledge of Investment Banking and Asset Management business;
•Excellent communication skills, both verbal and written(English and Mandarin);
•Sound knowledge in Operational Risk management Toolkits(including KRI, scenario analysis, quality assurance review, incident management and reporting)