Risk Manager/ Officer (Equity Market/ Margin Financing/ Portfolio Risk Reporting )

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Guotai Junan (Hong Kong) Limited
  • 12 Jan 18 2018-01-12

Guotai Junan International Holdings, a well established and reputable financial group in Hong Kong, is looking for high caliber professionals to take up the following positions:-


Equity Market

  • Identify, monitor and manage market risk exposure, including pre-trade approval and post trade risk report;
  • Work closely with Front Office & Senior Risk management to analyze and explain market risk and PnL movements;
  • Execute market risk policies and guidelines on different business lines. Contribute to the improvement of the existing market risk management to ensure market risk can be efficiently captured and managed; and
  • Maintain and develop market risk analysis and reporting frameworks and produce management reports and analysis reports.
  • Ideal Profile: Trade approval experience on trading floor.

Margin Financing

  • Underwrite credit proposals, perform evaluation and risk assessment on different businesses and products including margin loans, IPO financing, options, futures & FX;
  • Conduct credit analysis and prepare risk reports;
  • Perform real time margin call monitoring, trade order approval, execute force liquidation and participate in debt recovery;
  • Monitor the overall financing exposure and ensure all risk limits are fully complied with company policies; and
  • Perform ad hoc duties as assigned by supervisor.

Portfolio Risk Reporting

  • Develop and manage regular reports and ad hoc analyses for Senior Management and external regulators;
  • Conduct data mining, analytics and perform scenario analysis related to risk management;
  • Develop and maintain systematic risk data aggregation (defining, gathering and processing risk data according to the risk reporting requirements);
  • Enhance and implement data quality control processes and reports;
  • Assist in the implementation of internal control procedures in order to ensure data accuracy for reporting;
  • Ongoing monitoring of enterprise risk exposures to ensure they are in line with the approved authority, risk appetite and risk limits;
  • Participate in system implementation and various projects on financial products;
  • Prepare, coordinate and organize meetings as required; and
  • Participate in ad-hoc projects and/ or regulatory projects as needed.


Equity Market

  • Quantitative background in Science/Mathematics/Financial Engineering/Risk Management, CFA/FRM is a plus;
  • Minimum 3-8 years of Market Risk experience within investment banking, brokerage or asset management platform;
  • Strong knowledge and working experience on equity, fixed income and derivative products;
  • Superior Excel and Access skills including VBA programming;
  • Strong analytical skills and highly numerate. Sound understanding of quantitative concepts relating to Greeks, P&L explain, VaR and stress testing;

Margin Financing/ Portolio Risk Reporting

  • Bachelors degree holder (candidates who do not have a finance degree are encouraged to apply but they will be expected to complete FRM or CFA within a certain period of time);
  • Relevant experience gained from securities firms, investment banks or fund management firms preferably but not a must;
  • Good knowledge in securities trading systems on global securities and futures markets, knowledge of Fidessa and BSS systems is a plus;


  • Have a mature character and share the same team value with the rest of the team and department;
  • Good communication, analytical and problem solving skills;
  • Proficient with Microsoft Office, including Excel, Power Point, Word, Bloomberg;
  • Ability to multi-task, work independently with minimal supervision and work well under pressure with commitment to deliver under tight deadlines;
  • Strong team player; and
  • Good command of written and spoken Chinese and English; Proficiency in Putonghua is a must.

We offer an attractive remuneration package to the right candidate. Interested parties please forward your full resume with availability, expected salary to hr@gtjas.com.hk or send it to 27/F., Low Block, Grand Millennium Plaza, 181 Queen’s Road, Central, Hong Kong.

(Data collected will be kept strictly confidential and used for recruitment purpose only.)