Risk & Compliance Officer, European Asset Manager

  • HK$35-50k/mth
  • Hong Kong
  • Permanent, Full time
  • Pure Search Hong Kong , EA Licence No: 12S5954
  • 07 Dec 17 2017-12-07

An European asset manager, with strong presence in HK and Asia Pacific Region. This person will be part of their Risk & Compliance Team, responsible for regulatory compliance and operational risk duties.

The Company

Our client is a boutique European based asset manager, with strong compliance culture in placed, provide excellent work-life balance and career prospect.  They are currently looking for an energetic, committed and stable compliance professional to become part of their Risk & Compliance Compliance Team.

The Role

As a part of a growing risk & compliance team, you will be reporting to COO, handling licensing, enquiries from SFC, risk based approach compliance review.  You will also be assisting development of compliance program, guidelines and procedures.  You will be responsible for regular compliance reporting, and be a main point of contact to local regulators.

Your Profile

The successful candidate will be a degree holder in Finance or Accounting, with a professional qualification, with at least 3-5 years of experience working in big 4 or asset management, with sound knowledge in SFC regulations, you will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organization.