Risk and Conduct Control Senior Associate - Top US Bank Risk and Conduct Control Senior Associate - Top US  …

Michael Page
in Hong Kong
Permanent, Full time
Last application, 24 Oct 20
Michael Page
in Hong Kong
Permanent, Full time
Last application, 24 Oct 20
• International working culture • Fast-paced and demanding work environment
About Our Client
Our client is one of the largest US financial services firms in the world with headquartered in San Francisco and founded in 1852. They are now opening an exciting role for a Business Risk and Conduct Control senior associate to join the Business Control team manage front line responsibilities and the set up for Conduct programs in APAC region. They identify, assess and mitigate risks as well as designing and implementing controls to ensure work effectiveness by managing risk across Corporate and Investment Banking.

Job Description
    • Responsible for managing front line responsibilities for the regional Conduct programs including identifying and documenting risks, controls and self-assurance activities
    • Provide primary support in the setting up of Conduct program in the region, such as planning, tracking, communication, meeting and discussion scheduling, preparing scheduled reports and dashboards
    • Identity controls, detect weaknesses in controls, remediate controls, track and report on control remediation programs to ensure timely completion of activities and meeting internal deadlines
    • Support internal Audits, Risk and Control Self-Assessments (RCSA) exercises, testing and validation exercises and other similar programs
    • Assist with remediation programs to address internal issues and assist with adapting controls due to internal procedural shifts or regulatory requirements
    • Design and implement risk mitigation strategies and controls and risk monitoring to mitigate risks and address requirements of applicable statues, regulation and risk governance programs
  • Work closely with front line business managers, second line independent risk management, Business Process Subject Mater Exports (SMEs), International Compliance, International Operational Risk and the Integrated Business Process Risk and Control teams to deliver RCSA program requirements

The Successful Applicant
    • Bachelor's degree with major in risk management, business administration, accounting and finance or relevant discipline
    • At least 10 years of working experience in risk management and project management with 5 years in financial services and 2 years in Conduct or related discipline. Project Management Professional (PMP) or similar project management qualification is required
    • Experience in designing, developing, implementing and maintaining effective risk management programs, risk controls and Risk and Control Self-Assessment (RCSA) within a large financial services company
    • Strong ability to manage and collaborate with geographically dispersed teams, matrixed relationships and interact with all levels of an organization
    • Strong data analysis skills with high attention to detail and accuracy. Experience in producing charts and graphs is preferred
  • Highly proficient in MS Office (Word, Excel, PowerPoint) and Visio

What's on Offer
  • International working culture
  • Fast-paced and demanding work environment
  • Rewarding and stimulating job tasks
  • Medical benefits
  • Competitive remuneration and benefit packages
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