Senior Associate, Compliance

  • Below 500K
  • Hong Kong
  • Permanent, Full time
  • Aim Higher
  • 18 Oct 18

1. Well established investment banking group 2. Good career prospect 3. Excellent working culture and team rapport

Company Description

Our client, a leading PRC investment bank, is looking for a high caliber Senior Associate, Compliance, to join their growing team.


  • Coordinate with regulatory authorities and perform compliance audit
  • Prepare filing to relevant regulatory authorities and assist with compliance training of the group
  • Handle licensing matters and draft/ update policies in various manuals
  • Perform other ad hoc compliance projects as required


  • Bachelor's degree from a related discipline
  • Experience in SFC Licenses Type 1, 4, 9 an asset
  • Proactive, diligent and hardworking with a strong understanding of control
  • Strong command of spoken and written English and Chinese

Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to