Senior Business Compliance Manager
- Competitive
- Hong Kong
- Permanent, Full time
- Bank Of China (Hong Kong) Limited
- 22 Apr 18
Senior Business Compliance Manager
Responsibilities:
- Responsible for coordinating compliance and risk monitoring of relevant divisions in the financial market segment
- Improve real-time monitoring of potential risks in the trading room
- Monitor and manage the authorization of trader and access right of trading system
- Monitor and ensure the operation of the trading room is normal under market fluctuation situation
- Establish, enhance, monitor and perform compliance controls over operations and business activities
- Ensure policies and procedures are in compliance with regulatory requirements
- Manage and conduct compliance checking to monitor trading activities are in compliance with policies and procedures
- Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
- Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
- Ad-hoc projects assigned by the supervisor
- Degree holder with major in Business Administration, Finance, Economics, Statistics or related discipline
- At least 7 years' experience in banking or financial industry, with trading experience is preferable.
- Familiar with the operation process of treasury business and monitoring system management, such as bank's compliance in trading and internal control requirements.
- Familiar with the regulations in banking trading business
- Excellent communications and presentation skills
- Good command of English and Chinese in both spoken and written, including Putonghua