Senior Business Compliance Manager ( Business Risk and Control - Retail banking) Senior Business Compliance Manager ( Business Risk  …

Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 01 Dec 21
Competitive
Bank Of China (Hong Kong) Limited
in Hong Kong
Permanent, Full time
Last application, 01 Dec 21
Competitive
Senior Business Compliance Manager ( Business Risk and Control - Retail banking)
Responsibilities
  • To assist in conducting Investment and Insurance sales risk control checking, alert and report on regulatory irregularities and potential compliance risk
  • Formulate, evaluate and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
  • Manage and enhance an effective compliance and control infrastructure, such as risk data analysis and feedback mechanism, thus to improve the efficiency and effectiveness of compliance work
  • Review gap analysis in relation to the latest regulatory requirements
  • To compile management reports on risk management and compliance related areas

Requirements
  • Degree or above with major in Accounting, Finance, Risk Management, Law, or related discipline.
  • Over 7 years of experience in Compliance or Audit works in Financial and Banking industries
  • Able to handle multi-tasks independently and work under pressure
  • Possess strong analytical skill and report writing skill
Candidate will less experience will be considered as Business Compliance Manager.

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