Senior Compliance Manager

  • 500k – 1 million HKD
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Aim Higher
  • 20 Sep 18 2018-09-20

1. Established foreign asset management firm 2. Small team size with wide exposure 3. Competitive fringe benefits

Company Description

Our client, a foreign leading asset management firm, is looking for a Senior Compliance Manager for their expanding team.


  • Reporting to the Head of Legal and Compliance, the incumbent will need to carry out the following job duties
  • Oversee the APAC compliance control, both in relation to investment and business compliance
  • Keep abreast and update compliance policies and procedures
  • Responsible for closely liaising with APAC regulators
  • Perform CPT training and provide a key part in supporting new product launches


  • Degree holder in a related discipline
  • 8+ years in related compliance experiences within asset management
  • Strong knowledge of SFC rules and regulations
  • Fluent in oral and written English and Chinese
  • Excellent communication skills, alongside with interpersonal skills

Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to