Senior Compliance Manager Senior Compliance Manager …

Black Swan Group
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Black Swan Group
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Our client is an international asset management firm. They are now seeking for high calibre candidate to join their dynamic compliance team.

Responsibilities

  • Assist on regulatory compliance matters 
  • Review of new products and/or business initiatives and advise on any compliance issues based on applicable rules, regulations, polices and/or procedures
  • Act as point of contact with HK regulators 
  • Prepare training materials 
  • Providing compliance training to ensure all standards are followed internally 

Requirements

  • Minimum 8 years of experience working in compliance for asset management / Investment Bank / SFC regulated companies 
  • Hands on solid experience in handling matters related to SFC authorized funds 
  • Proficiency in both written and spoken English and Chinese, fluency in Putonghua will be an advantage 
  • Able to work independently 
  • Self-motivated and pro-active team player with problem-solving skills​
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