Senior Compliance Manager (Asset Management)

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Gravitas Recruitment Group
  • 17 Jun 18 2018-06-17

Our client is a MNC brokerage firm with a strong track record in Hong Kong. To cope with their continuous expansion, they are looking for an experienced compliance candidate to head up the Asset Management team.


  • Oversee the day to day business activities of the asset management division and ensure all processes are compliant with internal and external regulations
  • Provide compliance advice to front line business and update on latest regulations
  • Work closely with internal stakeholders on assessing compliance risks
  • Conduct monitoring activities
  • Handle any related enquiries and maintain relationships with regulators 


  • Minimum 6 years in Asset Management compliance
  • Solid knowledge of investment products and authorized funds 
  • Excellent command of Chinese and English 


Our client offers excellent remuneration package to the right candidate. Interested candidates please apply now or contact Eunice Lee at 39070744 for a confidential discussion.