Senior Compliance Manager (Asset Management)
- Hong Kong Hong Kong Hong Kong HK
- Permanent, Full time
- Gravitas Recruitment Group
- 17 Jun 18 2018-06-17
Our client is a MNC brokerage firm with a strong track record in Hong Kong. To cope with their continuous expansion, they are looking for an experienced compliance candidate to head up the Asset Management team.
- Oversee the day to day business activities of the asset management division and ensure all processes are compliant with internal and external regulations
- Provide compliance advice to front line business and update on latest regulations
- Work closely with internal stakeholders on assessing compliance risks
- Conduct monitoring activities
- Handle any related enquiries and maintain relationships with regulators
- Minimum 6 years in Asset Management compliance
- Solid knowledge of investment products and authorized funds
- Excellent command of Chinese and English
Our client offers excellent remuneration package to the right candidate. Interested candidates please apply now or contact Eunice Lee at 39070744 for a confidential discussion.