Senior Compliance Manager, Insurance & Wealth Management

  • HK$1.2-1.4mill base HKD
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Pure Hong Kong , EA Licence No: 12S5954
  • 21 Sep 18 2018-09-21

This is an exciting opportunity with a Global Banking Group, looking for a Senor Compliance Manager for insurance & wealth management business in HK, reporting to Regional Head of Regulatory Compliance.

The Company

Our client is one of the largest global bank, provide excellent career opportunities and with a solid compliance structure in place.  As part of a growing compliance team, they are now looking for an experience & committed compliance professional to support their insurance & wealth management business.

The Role

As a part of their growing Compliance Team, you will be reporting to the Regional Head of Regulatory Compliance, responsible for developing and enhancing their existing compliance policies and procedures, on-going compliance review, handling regulator’s enquiries (HKMA, MPFA, OCI, SFC, etc), analysing potential impact of regulatory trends and impacts, and other ad hoc reporting.  You will also be responsible for varies compliance projects for the group.

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 7 years of compliance experience in a retail banking or insurance environment, with solid experience in dealing with local regulators’ enquiries.  You will have strong project management skills and different financial products knowledge.  You will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation.