Senior Compliance Manager (Regional Role)

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 23 May 18 2018-05-23

Senior Compliance Manager (Regional Role)

Responsibilities:

  • Act as the first point of contact for questions related to risk, regulations, processes and tools
  • Support the identification, evaluation and mitigation of risk within the Asian Branches and proactively formulate holistic solutions
  • Continuously develop and keep abreast of latest compliance developments with respect to respective local regulatory bodies and work closely with branches and relevant departments on the implementation
  • Monitor all risk reports, explain relevant issues to the team and escalate when necessary
  • Provide training and coaching for client facing teams to understand and adhere to policies
  • Promote awareness of operational risk and risk management best practices
  • Project-based involvement on risk management initiatives
(Candidates with less experience will be considered for the post of Compliance Manager.)
Requirements:
  • Over 10 years' experience in banks or well-established financial institutions, preferably with exposures in ASEAN countries
  • Assertive and mature to be able to interact with various departments and competent to provide advisory services
  • In-depth knowledge on banking products, services, operation procedures, risk management as well as regulatory compliance standards
  • Excellent people management skills
  • Independent and with good analytical skills
  • Proficiency in both spoken and written English and Chinese (a MUST)