Senior Compliance Manager (Regional Role)

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Bank Of China (Hong Kong) Limited
  • 06 Aug 18 2018-08-06

Senior Compliance Manager (Regional Role)


  • Act as the first point of contact for questions related to risk, regulations, processes and tools
  • Support the identification, evaluation and mitigation of risk within the Asian Branches and proactively formulate holistic solutions
  • Continuously develop and keep abreast of latest compliance developments with respect to respective local regulatory bodies and work closely with branches and relevant departments on the implementation
  • Monitor all risk reports, explain relevant issues to the team and escalate when necessary
  • Provide training and coaching for client facing teams to understand and adhere to policies
  • Promote awareness of operational risk and risk management best practices
  • Project-based involvement on risk management initiatives 

(Candidates with less experience will be considered for the post of Compliance Manager.)


  • Over 10 years' experience in banks or well-established financial institutions, preferably with exposures in ASEAN countries
  • Assertive and mature to be able to interact with various departments and competent to provide advisory services
  • In-depth knowledge on banking products, services, operation procedures, risk management as well as regulatory compliance standards
  • Excellent people management skills
  • Independent and with good analytical skills
  • Proficiency in both spoken and written English and Chinese (a MUST)

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.