Senior External Investigative Reporting Manager - Financial Crime Risk

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • HSBC
  • 18 Aug 18 2018-08-18

Senior External Investigative Reporting Manager - Financial Crime Risk

Some careers open more doors than others.
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities.

Financial Crime Risk is a Global Function that brings together all areas of financial crime risk management at HSBC and is dedicated to implementing the most effective global standards to combat financial crime. The function has been set up in a way that enables us to build on our achievements in managing financial crime risk effectively across the bank and continue to strengthen financial crime detection, anti-money laundering, sanctions and anti-bribery and corruption compliance.

We are currently seeking a high caliber professional to join our team as Senior External Investigative Reporting Manager.

Principal responsibilities

  • Support the Head of Anti-Money Laundering Investigations Hong Kong to oversee the anti-money laundering, counter-terrorist financing and proliferation finance collectively referred to herein as Anti Money Laundering cases related to Private Banking
  • Oversee the Investigation of all cases according to a scope of work agreed with the Group Head, Anti Money Laundering Investigations
  • Implement processes for the gathering and preservation of evidence according to applicable legal, regulatory or law enforcement rules of custody and disclosure
  • Establish contemporaneous Group policy and procedures, regulation or criminal legislation applicable to relevant business units or geographies in order to benchmark conduct
  • Cue and manage appropriate internal stakeholders including Group Legal, Customer Due Diligence advisory, Financial Crime Compliance Operations, Financial Crime Compliance surveillance, Regulatory Affairs, Corporate Affairs, Technology and Operations and the businesses
  • Ensure a coordinated, all informed response to the identified risk
  • Ensure internal and external stakeholders, including regulatory bodies and law enforcement are fully briefed where appropriate
  • Draft, review and issue investigation reports, including root cause analysis and agreed recommendations for change with relevant risk type owners
  • Support the Improvement, and where necessary, drafting of Anti Money Laundering investigations policy.
  • Successfully complete Anti Money Laundering and Sanctions training and post course assessment, as required

  • Degree holder in related disciplined
  • Seasoned professional with experience in one or more senior risk compliance roles, to include significant Anti Money Laundering experience within a Private Banking environment.
  • Extensive knowledge of Anti Money Laundering regulations and guidance.
  • Significant experience in the financial services industry.
  • Advanced investigative skills from law enforcement, regulatory, forensic accountancy or legal disputes experience.
  • Lateral thinker with an ability to interpret and solve complex issues.
  • Numerate, evidence based analytical skills founded on an empirical base.
  • Proven and excellent Global leadership skills or ability to matrix manage.
  • Excellent communicator with strong inter personal and influencing skills.
  • Experience developing an assurance model and developing or leading a review team.
  • Experience in leading assurance work in a complementary discipline. Audit would be an advantage.
  • Ability to lead change, contributing to joining up with the other teams in Risk and Business globally.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Ability to develop practical, cost effective solutions to complex global issues.
You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

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