Senior Manager, Compliance

  • Competitive Salary + Bonus
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • Dah Sing Financial Group
  • 15 Jul 18 2018-07-15

Reporting to Group Head of Compliance and Chief Executive Officer, you will carry out compliance function for Macau Insurance Company and Macau Pension Fund Management Company in compliance with both internal standards of the Group and external regulatory requirements.

 

Main Responsibilities:

  • Establish and carry out all compliance functions to ensure that the Company adheres to internal standards and external regulatory requirements
  • Formulate and execute annual compliance plan
  • Formulate, compile and review internal compliance policies and procedures
  • Perform periodic compliance reviews on the Company’s various activities
  • Provide AML and compliance-related training
  • Review statistical reports and various sales activities for identifying any suspicious transactions 
  • Reply enquiries from regulators
  • Handle customer complaint cases in accordance with regulatory requirements
  • Perform ad-hoc compliance projects

To meet the challenge, you should have the following qualifications and attributes:

  • University graduate or above
  • Minimum eight years' experience in insurance and/or financial field
  • Knowledge in legal requirements in Macau and guidelines published by the AMCM and other regulatory bodies
  • Good interpersonal and communication skills and a team player
  • Good command of both written and spoken English and Chinese
  • Frequent travel to Macau is required

Candidates with less experience will be considered for Manager, Compliance.

Please note that only shortlisted candidates will be notified.