Senior Manager/ Manager, AML (Transaction Monitoring) - Digital Banking Senior Manager/ Manager, AML (Transaction  …

Captiare Limited
in Hong Kong
Permanent, Full time
Last application, 17 Sep 21
WFH, Performance bonus, Medical insurance
Captiare Limited
in Hong Kong
Permanent, Full time
Last application, 17 Sep 21
WFH, Performance bonus, Medical insurance
Brilliant opportunity to join a young and fast-growing local virtual bank as the team leader of Transaction Monitoring. Being one of the core members of AML compliance function, the suitable candidate ought to be a CAMS or CAMLP, preferrably with 3+ years' managerial experience, well versed in AML regulatory & compliance requirements. Annual package up to HK$900k.

Responsibilities
  • Supervise the Transaction Monitoring (TM) and Investigation Team under AML Compliance
  • Provide advice and support on transaction monitoring related matters to all business and operation units
  • Take part in TM related ad-hoc projects
  • Maintain the TM system to ensure it is efficient and effective
  • Review the scenarios of TM system to ensure the effectiveness of scenario design
  • the sufficiency of TM scenarios with respect to the Bank's business growth, and make recommendations for system enhancement
  • Conduct TM system threshold tuning to ensure the thresholds applied on different scenarios are optimal
  • Conduct UAT on TM system
  • Explore and implement new technology to enhance the Bank's capability on transaction monitoring
  • Perform transactions monitoring alerts analysis and review
  • Conduct money laundering investigation
  • Prepare suspicious transaction report for submission to JFIU
  • Handle regulatory inspections on transaction monitoring related matters
  • Keep track on TM related regulatory development and disseminate to relevant stakeholders
  • Prepare TM related data/statistics for management reporting
  • Liaise with regulators and law enforcement agencies on suspicious transaction reporting
  • Maintain TM related procedures, manuals, guidelines and control documents
  • Prepare TM related training materials and provide relevant training to different stakeholders
Requirements
  • Minimum 7 years' experience on Transaction Monitoring, at least 3 years' at supervision/ management level
  • Experience on TM system maintenance/ tuning is a must
  • Professional qualifications such as ACAMS and CAMLP
  • Conversant with regulatory & compliance requirements on AML, in particular transaction monitoring
  • Strong analytical skills with investigative mindset
  • Good communication skills

Please note that only shortlisted candidates will be notified. All information gathered will be treated in strict confidence and solely used for recruitment purposes.


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