Senior Manager / Manager, Compliance

  • Market Rate
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • PeopleSearch
  • 20 Jul 18 2018-07-20

Our client is one of the fastest growing financial conglomerate in China. The Group's activities include insurance, banking, asset management, securities and trust. We are a listed company on the main board of The Stock Exchange of Hong Kong Limited and Shanghai Stock Exchange. We are seeking high caliber and self-motivated candidates to join our client’s team for expansion.



  • Perform compliance checking and review
  • Assist formulating and maintaining compliance policies and procedures
  • Familiar with HK legal and regulatory requirements on securities brokerage / corporate finance/anti-money laundering is preferred
  • Provide compliance solution and advice





  • Degree holder in Laws or related disciplines
  • At least 5 - 7 years relevant working experience with securities firm or bank
  • Good command of written and spoken English & Chinese (Cantonese and Mandarin)
  • Proficiency in MS office applications & Chinese word processing
  • Candidates with less experience will be considered as Compliance Manager



Interested Applicants please send your full resume (in Word format) together with present and expected salary to Ms Wendy Wong:


Tel: (852) 2521-5118 ext.813 or (852) 6377-1287



**Only shortlisted candidates will be contacted for a more detailed discussion**