Senior Monitoring and Testing Manager, Regulatory Compliance, Asia Pacific - Regulatory Compliance

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • HSBC
  • 18 Jul 18 2018-07-18

Senior Monitoring and Testing Manager, Regulatory Compliance, Asia Pacific - Regulatory Compliance

Some careers shine brighter than others
If you're looking for a career that will help you stand out, join HSBC and fulfil your potential.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Senior Monitoring and Testing Manager, Regulatory Compliance, Asia Pacific.

Principal responsibilities

  • Function effectively within a matrix organisational structure, collaborating with Compliance teams supporting global regions and diverse products to facilitate appropriate levels of information sharing and coordination related to Compliance Testing.
  • Lead or oversee cross business programs, projects and initiatives related to Compliance Testing, management strategy and project management.
  • Coordinate the governance of the Plan, in conjunction with the Head of Monitoring and Testing, Regulatory Compliance
  • Keep Compliance, Business and Functional management informed of significant matters and oversee a governance process designed to communicate timely and relevant information to Senior Management as well as Local or Regional Management, via both established dashboards and other vehicles.
  • Lead or oversee issue resolution, to include the initiation, development and delivery of products, programs and strategies responsive to the issues.
  • Participate in the oversight and enhancement of the Compliance Testing infrastructure in support of reporting, capacity planning, plan development, administration and analysis of testing outcomes across testing areas.
  • Continually review and optimise the Test strategy to eliminate redundancy and duplication, identify process gaps.
  • Coordinate organisational structure, budget and other administrative functions related to the Hong kong and Regional Monitoring and Testing organization.

  • Work experience proven in relevant business, audit experience or equivalent.
  • Strong risk assessment, control and testing skills and preferably audit related experience.
  • Audit related certification preferred such as CPA, CIA, CAMS, or similar
  • Relevant experience of a range of business activities, product lines and regulatory topics, in particular, Retail Banking, Wealth Management, Insurance, Asset Management and Broking Services.
  • Proven organizational, planning, interpersonal, analytical, problem solving, decision making, and team work skills.
  • Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines.
  • Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments on timely basis.
  • Ability to work with and also to lead different cultural groups and build consensus.
You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

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